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Oversight & Monitoring Analyst - Spain

Binance
Spain, Madrid / Spain, Barcelona
Remote
Full-time Onsite or Remote
6
Moderate

Summary

Responsibilities

  • Ensure adequacy and adherence to daily business controls for regulatory, AML, reporting, compliance risk, and conduct risk policies.
  • Participate in internal, external, and regulator's AML audits or Requests for Information (RFIs).
  • Review Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and client-refresh processes in line with Spanish requirements.
  • Review the outsourcing framework and enhance the supervision of outsourced functions, including KYC/KYB/transaction monitoring.
  • Ensure delivery of appropriate management information to corporate bodies and control functions.
  • Draft reports and log incidents of policy and regulatory breaches.
  • Enhance the current record-keeping system following Spanish requirements.
  • Review the Transaction Monitoring system and propose amendments if needed.
  • Implement appropriate second line testing activities to verify compliance.
  • Manage the local compliance framework and promote a culture of compliance.
  • Perform product risk assessments and implement necessary controls.
  • Maintain a solid reporting line into the local Compliance Officer/Money Laundering Reporting Officer.

Requirements

  • Experience in banking, financial services, fintech or tech.
  • Minimum of 3 to 5 years of relevant experience in Compliance functions and AML.
  • Experience with Compliance and AML on continuous process improvements.
  • Great interpersonal and communication skills.
  • Experience with public, crypto native and/or Big 4 companies is an asset.
  • Nice to have experience in payment services or market platform.
  • Native Spanish is a must as well as advanced English.

Benefits

Apply Now

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Full Details of Job Post

Responsibilities:

    • Ensure adequacy and adherence to daily business controls to meet obligations, including regulatory, AML, reporting, compliance risk, and conduct risk policy;
    • Participate in internal, external, and regulator's AML audits or Requests for Information (RFIs);
    • Review Processes: Review Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and client - Refresh processes in line with Spanish requirements;
    • Review the outsourcing framework and enhance the design of supervision of outsourced functions, including KYC/KYB/transaction monitoring;
    • Ensure delivery of appropriate management information to corporate bodies and control functions, such as Internal Audit and Risk Management;
    • Draft reports and log incidents of policy and regulatory breaches, enhancing transparency and mitigation efforts;
    • Enhance the current record-keeping system following Spanish requirements, maintaining integrity and accuracy of data;
    • Review the Transaction Monitoring system and propose amendments if needed, ensuring its efficiency and effectiveness;
    • Implement appropriate second line testing activities to verify compliance and assess the robustness of systems;
    • Manage the local compliance framework and ensure governance across all related business units, promoting a culture of compliance across the organization;
    • Perform product risk assessments, gauging potential risks and implementing necessary controls;
    • Maintain a solid reporting line into the local Compliance Officer/Money Laundering Reporting Officer 

Requirements:

    • Experience in banking, financial services, fintech or tech;
    • Minimum of 3 to 5 years of relevant experience in Compliance functions and AML (audit or internal controls);
    • Experience working with Compliance and AML on continuous process improvements;
    • Great interpersonal and communication skills;
    • Public, crypto native and/or Big 4 companies experience would be an asset;
    • Experience working in payment services or market platform is nice to have;
    • Native Spanish is a must as well as advanced English.

Apply Now

👉 Please mention that you found this job on CalmJobs, thanks!